书单NO.2 |《新制度经济学》基础文献
整理者：叶志鹏
注：一篇文献可能同时涉及多个细分领域，本书单的分类方式仅供参考。
Lecture1: 理论奠基
Coase, Ronald, 1937, “The Nature of the Firm”, Economica,4:386-405.
Coase, Ronald, 1988,The Firm, the Market and the Law, The University of Chicago Press.
Lecture2: 产权理论
Coase, Ronald, 1960, “The Problem of Social Cost,” Journal of Law and Economics, 3: 1–44.
Barzel, Yoram,1989. Economic Analysis of Property Rights, Cambridge: Cambridge University Press.
Lecture3: 合约理论
Alchian, Armen and Demsetz, Harold, 1972, “Production, Information Costs and Economic Organization”, AmericanEconomic Review, 62(50): 777-795.
SNS Cheung,1983,”The Contractual Nature of the Firm”, Journal of Law and Economics, Vol. 26, No. 1, pp. 1-21.
Lecture4: 交易费用理论
Klein,B., R. Crawford and A. Alchian, 1978, “Vertical Integration, Appropriable Rents and the Competitive Contracting Process”, Journal of Law and Economics, 21: 297-326.
Williamson, Oliver E., 1985, The Economic Institutions of Capitalism, New York: Free Press.
Lecture 5: 委托代理理论
Jensen, Michael and William Meckling, 1976, “Theory of the Firm: Managerial Behavior, Agency Costs and Ownership structure”, Journal of Financial Economics, 3:305-360.
Aghion, Philippe, and Jean Tirole, 1997, “Formal and Real Authority in Organizations”, Journal of Political Economy, 105: 1-29.
Lecture6: 声誉理论
Kreps,D., P. Milgrom, J. Roberts and R. Wilson, 1982, "Rational Cooperation in the Finitely Repeated Prisoners Dilemma", Journal of Economic Theory27:245-252.
Fudenberg, D., & Levine, D. K, 1992. Maintaining a reputation when strategies are imperfectly observed. The Review of Economic Studies, 59(3), 561-579.
Lecture7: 不完全契约理论
Grossman, Sanford, and Oliver Hart, 1986, “The Costs and Benefits of Ownership: A Theory of Vertical and Lateral Integration”, Journal of Political Economy, 94:691-719.
Oliver Hart and John Moore,1990,”Property Rights and the Nature of the Firm”, Journal of Political Economy Vol. 98, No. 6, pp.1119-1158.
Aghion, P. and P. Bolton, 1992, “An Incomplete Contracts Approach to Financial Contracting”, Review of Economic Studies, 59: 473-494.
Lecture8: 制度变迁理论
North, Douglass C. and Robert P. Thomas, 1973, The Rise of the Western World: A New Economic History, Cambridge University Press.
North, Douglass. C., Institutions, Institutional Change and Economic Performance, Cambridge: Cambridge University Press, 1990.
Lecture9: 国家理论
DC North, JJ Wallis, BR Weingast, 2005,”The Natural State: The Political-Economy of Non-Development”.
Olson M. The Rise and Decline of Nations: Economic Growth, Stagflation, and Social Rigidities[M].Yale University Press, 1982.
Lecture10: 制度与文化
Greif, Avner, 1994, “Cultural Beliefs and the Organization of Society: A Historical and Theoretical Reflection on Collectivist andIndividualist Societies”, Journal of Political Economy, 102(5):912-50.
Kreps, D., 1990, “Corporate Culture and Economic Theory”, in Perspectives on Positive Political Economy, edited by James Alt and Kenneth Shepsle, Cambridge: Cambridge University Press,90-143
Guiso, Luigi, Paola Sapienza, and Luigi Zingales, "Does Culture Affect Economic Outcomes?", Journal of Economic Perspectives 20 (2): 23-48, 2006.
Lecture11: 制度与增长
Acemoglu, Daron, Simon Johnson and James A. Robinson, 2001, “The Colonial Origins of Comparative Development: An Empirical Investigation”, American Economic Review, 91: 1369-1401.
Acemoglu, Daron, Simon Johnson and James A. Robinson, 2005,“Institutions as the Fundamental Cause of Long-Run Growth”, Handbook of Economic Growth.
Acemoglu D, Robinson J A. Why nations fail: the origins of power, prosperity, and poverty[M].Crown Publishers, 2013.
Lecture12: 三种新制度主义
Williamson, Oliver, 2000,"The New Institutional Economics: Taking Stock, Looking Ahead," Journal of Economic Literature, 38 pp. 595-613.
Peter A. Hall and Rosemary Taylor, “Political Science and the Three New Institutionalisms,” Political Studies, 44 (December 1996)
James Mahoney and Kathleen Thelen,“ATheory of Gradual Institutional Change,” in Mahoney and Thelen, eds. Explaining Institutional Change: Ambiguity, Agency, and Power (New York: Cambridge University Press, 2010), pp.1-37.
Dimaggio P J, Powell W W. The Iron Cage Revisited: Institutional Isomorphism and Collective Rationality in Organizational Fields[J]. American Sociological Review, 1983,48(2):147-160.